FINRA SIE Q&A - in .pdf

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  • Exam Code: SIE
  • Exam Name: Securities Industry Essentials Exam (SIE)
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NEW QUESTION: 1
You are the administrator for ABC Corp. You have logged into your R80 Management server. You are making some changes in the Rule Base and notice that rule No.6 has a pencil icon next to it.

What does this mean?
A. The rule No.6 has been marked for deletion in your Management session.
B. The rule No.6 has been marked for editing in your Management session.
C. The rule No.6 has been marked for editing in another Management session.
D. The rule No.6 has been marked for deletion in another Management session.
Answer: B

NEW QUESTION: 2
From the list of applications below, identify the TCP port numbers used for 443,179,137,110, and 23 in the proper sequence:
A. HTTPS, SNMP, P0P3, DNS, Telnet
B. BGP, P0P3, SNMP, TFTP, Telnet
C. LDAP, SNMP, TFTP, P0P3, Telnet
D. Finger, DHCP Server, NetBios Name Server, POP3, Telnet
E. HTTPS,BGP, NetBios Name Server, POP3, Telnet_______
Answer: E

NEW QUESTION: 3
A developer for a company is tasked with creating a program that will allow customers to update their billing and shipping information. The billing address field used is limited to 50 characters. What pseudo code would the developer use to avoid a buffer overflow attack on the billing address field?
A. if (billingAddress = 50) {update field} else exit
B. if (billingAddress >= 50) {update field} else exit
C. if (billingAddress <= 50) {update field} else exit
D. if (billingAddress != 50) {update field} else exit
Answer: C

NEW QUESTION: 4
You are in the process of planning the portfolio for a major client and wanted to put an extra effort on planning for managing the performance as the portfolio has a lot of technical aspects and correct performance management is key to success. What tools and techniques can you use for this purpose?
A. Elicitation techniques, Communication Requirements Analysis, Stakeholder analysis
B. Elicitation techniques, Capability & Capacity Analysis, PMIS
C. Scenario Analysis, Capability & Capacity Analysis, Quantitative & Qualitative
D. Elicitation techniques, Value Scoring & Measurement Analysis, Benefits Realization Analysis
Answer: B
Explanation:
Explanation
You are in the Develop Performance Management Plan process. The answer to this question is Elicitation techniques, Capability & Capacity Analysis, PMIS

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