FINRA SIE Q&A - in .pdf

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  • Exam Code: SIE
  • Exam Name: Securities Industry Essentials Exam (SIE)
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NEW QUESTION: 1
Packages and licenses are loaded into the SmartUpdate repositories from which sources?
A. command cplic, manually, from a file
B. FTP server, User Center from a file
C. Download Center, Check Point DVD, User Center, and from command cplic
D. User Center, manually, SCP server
Answer: C

NEW QUESTION: 2
An organization runs an online voting system for a television program. During broadcasts, hundreds of thousands of votes are submitted within minutes and sent to a front-end feet of auto- scaled Amazon EC2 instances. The EC2 instances push the votes to a RBDMS database. The database is unable to keep up with the front-end connection requests.
What is the MOST efficient and cost-effective way of ensuring that votes are processes in a timely manner?
A. As the load on the database increases, horizontally-scale the RDBMS database with additional memory-optimized instances. When voting has ended, scale down the additional instances
B. Re-provision the RDBMS database with larger, memory-optimized instances. When voting ends, re-provision the back-end database with similar instances
C. Send votes from each front-end node to Amazon DynamoDB. Provision worker instances to process the votes in DynamoDB into the RDBMS database
D. Each front-end node should send votes to an Amazon SQS queue. Provision worker instances to read the SQS queues and process the message information into the RBDMS database
Answer: D

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E. Rebalance all flash drives between nodes 0 and 2.
Answer: C,D

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