FINRA SIE Q&A - in .pdf

  • SIE pdf
  • Exam Code: SIE
  • Exam Name: Securities Industry Essentials Exam (SIE)
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  • Q & A: 365 Questions and Answers
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NEW QUESTION: 1
A company's initial budget for month 3 includes sales of $100,000, a contribution to sales (C/S) ratio of
40% and fixed costs of $20,000.
If the budgeted sales volume in month 3 is reduced by 5% but contribution per unit, total fixed costs and sales mix are unchanged, which of the following statements, about the change to the budgeted profit or contribution in month 3 is true?
A. The revised budgeted profit would be lower by more than 5%.
B. The revised budgeted profit would be lower by less than 5%.
C. The revised budgeted contribution would be lower by more than 5%.
D. The revised budgeted contribution would be lower by less than 5%.
Answer: A

NEW QUESTION: 2
A user reports that all print jobs sent to a certain printer that require legal sized paper are not printing. However, standard size paper jobs are printing correctly. A technician checks the paper tray and verifies that it is loaded with legal size paper. Which of the following is the MOST likely cause of the problem?
A. The printer is not designed to print legal sized pages.
B. The print queue is holding jobs from printing.
C. The paper weight is too heavy for the printer.
D. The paper size for the tray is incorrect in the printer setup.
Answer: D
Explanation:
Reference:http://support.microsoft.com/kb/284867

NEW QUESTION: 3
An organization has initiated a campaign for energy conservation and wants all its suppliers to declare their carbon emissions. The Qualification manager is asked to create an initiative to collect the information and the certificates from suppliers.
Identify the method to create a qualification area without any defined outcome for this requirement.
A. "Response required" Create and add the questions to a qualification area and select the "Information only" check box.
B. Create questions, but do not select "Response required" Create and add questions to a qualification area, but do not select the "Information only" check box.
C. Create questions, but do not select "Response required" and "Critical question." Create and add questions to a qualification area.
D. Create questions, Create and add the questions to a qualification area, but do not select the
"Information only" check box.
Answer: A

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