FINRA SIE Q&A - in .pdf

  • SIE pdf
  • Exam Code: SIE
  • Exam Name: Securities Industry Essentials Exam (SIE)
  • PDF Version: V19.35
  • Q & A: 365 Questions and Answers
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NEW QUESTION: 1
You work as a Network Administrator for NetTech Inc. The company's network is connected to the Internet.
For security, you want to restrict unauthorized access to the network with minimum administrative effort.
You want to implement a hardware-based solution. What will you do to accomplish this?
A. Implement firewall on the network.
B. Connect a router to the network.
C. Implement a proxy server on the network.
D. Connect a brouter to the network.
Answer: A

NEW QUESTION: 2
Sam, CPA, is one of the partners in a limited liability partnership with other CPAs. Sam avoids personal
liability for:
A. The negligent actions of his subordinates under his direct control.
B. His own negligent acts.
C. The malpractice of his partners regarding errors and omissions.
D. The wrongful acts of employees acting under his supervision.
Answer: C
Explanation:
Choice "c" is correct.
Rule: A partner in a LLP is personally liable for tort liabilities arising from his own negligence and the
negligence of his direct subordinates and for breach of contract damages. He is NOT personally liable for
the negligent actions committed by his partners.
Choices "a", "b", and "d" are incorrect, per the above rule.

NEW QUESTION: 3
A vSphere Administrator must ensure that a user is able to view and manage the system configuration in vSphere Web Client.
In the vCenter Single Sign-On domain, which group should the user be a part of?
A. Administrators
B. ComponentManager. Administrators
C. SystemConfiguration.Administrators
D. SystemConfiguration.BashShellAdministrators
Answer: C
Explanation:
SystemConfiguration.Administrators
Members of the SystemConfiguration.Administrators group can view and manage the system configuration in the vSphere Web Client. These users can view, start and restart services, troubleshoot services, see the available nodes and manage those nodes.

NEW QUESTION: 4
When creating LMS groups, which types of memberships can be assigned?
A. Members and Groups
B. Organizations and Members
C. Groups and Organizations
D. Organization and Roles
Answer: B

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