FINRA SIE Q&A - in .pdf

  • SIE pdf
  • Exam Code: SIE
  • Exam Name: Securities Industry Essentials Exam (SIE)
  • PDF Version: V19.35
  • Q & A: 365 Questions and Answers
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  • Exam Code: SIE
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NEW QUESTION: 1
Your company's development teams want to use Cloud Build in their projects to build and push Docker images to Container Registry. The operations team requires all Docker images to be published to a centralized, securely managed Docker registry that the operations team manages.
What should you do?
A. Create a separate project for the operations team that has the open source Docker Registry deployed on a Compute Engine virtual machine instance. Create a username and password for each development team.
Store the username and password in the source code repository and use it to authenticate against the operations team's Docker registry.
B. Use Container Registry to create a registry in each development team's project. Configure the Cloud Build build to push the Docker image to the project's registry. Grant the operations team access to each development team's registry.
C. Create a separate project for the operations team that has Container Registry configured. Create a Service Account for each development team and assign the appropriate permissions to allow it access to the operations team's registry. Store the service account key file in the source code repository and use it to authenticate against the operations team's registry.
D. Create a separate project for the operations team that has Container Registry configured. Assign appropriate permissions to the Cloud Build service account in each developer team's project to allow access to the operation team's registry.
Answer: B
Explanation:
Reference:
https://cloud.google.com/container-registry/

NEW QUESTION: 2
D. Vious and Associates is a small broker-dealer trying to generate more business. To this end, the firm
had a professional four-color brochure printed that provides the years of industry experience of its
management along with other information. The firm's founder, Ms. D. Vious, is listed as having over 30
years of experience in the industry. Ms. D. Vious has worked for broker-dealers for over 30 years, but for
2 0 of those 30 years, she was a secretary. Has D. Vious violated any securities laws?
A. Yes. The broker-dealer is making a misleading statement in an advertising brochure in order to convince investors to do business with the firm.
B. No. Technically, Ms. D. Vious does have over 30 years of experience in the industry, even though it was not in the capacity of an agent or a broker-dealer.
C. No. Advertising brochures are not securities.
D. No. Ms. D. Vious' years of experience is not a material fact that would affect an investor's investment decision.
Answer: A
Explanation:
Yes. The broker-dealer is making a misleading statement in an advertising brochure in order
to convince investors to do business with the firm. This is deceitful and misleading, and persons involved
in the securities industry are prohibited from making deceitful and misleading statements.

NEW QUESTION: 3

会社のポリシーにより、VLAN 10はSW1とSW2でのみ許可されるように制限されています。他のすべてのVLANは、3つのスイッチすべてに配置できます。管理者は、VLAN 10がSW3に伝播したことに気付きました。問題を修正する構成はどれですか? A)

B)

C)

D)

A. オプションC
B. オプションD
C. オプションA
D. オプションB
Answer: A

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