FINRA SIE Q&A - in .pdf

  • SIE pdf
  • Exam Code: SIE
  • Exam Name: Securities Industry Essentials Exam (SIE)
  • PDF Version: V19.35
  • Q & A: 365 Questions and Answers
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NEW QUESTION: 1
A customer asks you to propose the most appropriate solution for this set of requirements:
1. We need a disaster recovery solution that enables us to fail over from our production database with zero data loss.
2. We want to generate reports from the proposed standby database at the same time that it is used for other purposes.
3. Developers may need to test occasionally on a copy of the live database.
You have to already confirmed that there are no unsupported data types on the primary database.
Which two solutions would you recommend? (Choose two.)
A. a physical standby database with real-time query enabled
B. a read mostly implementation of a physical standby database
C. a remote physical standby database with RedoRoutes via a far sync instance
D. a logical standby database
E. a snapshot standby database with synchronous redo transport
Answer: A,E

NEW QUESTION: 2
There are five outputs of the risk monitoring and controlling process. Which one of the following is NOT an output of the process?
A. Change requests
B. Vendor contracts
C. Risk register updates
D. Organizational process assets updates
Answer: B

NEW QUESTION: 3
Welche der folgenden Punkte werden normalerweise NICHT in einem Testzusammenfassungsbericht behandelt?
A. Eine Analyse der gewonnenen Erkenntnisse, um Änderungen für zukünftige Projekte zu ermitteln.
B. Die Risiken, die mit ungelösten Fehlern verbunden sind, die während des Tests festgestellt wurden.
C. Alle Funktionen des Systems, die nicht mit Gründen getestet wurden.
D. Gibt es einen wirtschaftlichen Vorteil, wenn die Tests über das geplante Datum hinaus fortgesetzt werden?
Answer: D

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