FINRA SIE Q&A - in .pdf

  • SIE pdf
  • Exam Code: SIE
  • Exam Name: Securities Industry Essentials Exam (SIE)
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NEW QUESTION: 1
Willy the wale receives sugar cubes every time he does something exquisite. How many sugar cubes did Willy get on yesterday's show?
(1) Today, Willy performed the same show as yesterday.
(2) Today, Willy received 11 sugar cubes.
A. Either statement BY ITSELF is sufficient to answer the question.
B. Statements (1) and (2) TAKEN TOGETHER are NOT sufficient to answer the question, requiring more data pertaining to the problem.
C. Statement (1) BY ITSELF is sufficient to answer the question, but statement (2) by itself is not.
D. Statement (2) BY ITSELF is sufficient to answer the question, but statement (1) by itself is not.
E. Statements (1) and (2) TAKEN TOGETHER are sufficient to answer the question, even though NEITHER statement BY ITSELF is sufficient.
Answer: B
Explanation:
Explanation/Reference:
Explanation:
The question asks about the number of cubes that Willy received on yesterday's show, which is dependent on his performance.
Statement (1) tells us that Willy did the same show but it didn't mention how did he perform, did he do the same number of exquisite acts? This statement is insufficient.
Statement (2) only completes statement (1) by telling us how many cubes of sugar he received.
More sufficient data is required.

NEW QUESTION: 2
Which of the following is the purpose of ISL?
A. To expand the FC fabric
B. To expand the iSCSI fabric
C. To increase the performance of the HBAs
D. To expand the Ethernet network
Answer: A

NEW QUESTION: 3
Which of the following factors affect(s) a firm's optimal pay-out ratio?
I. The availability and cost of external capital.
II. The investment opportunities available.
III. The firm's target debt-to-equity ratio.
IV. Investors' preference for dividends versus capital gains.
A. III only
B. III & IV
C. II only
D. I & III
E. I only
F. I, II & III
G. IV only
H. I, II, III & IV
Answer: H
Explanation:
Explanation/Reference:
Explanation:
A firm must consider all of these factors while determining what fraction of the earnings it should pay out. It should be noted that another factor that must be considered is the capability of keeping the dividends stable over time.

NEW QUESTION: 4
注:この質問は、同じシナリオを提示する一連の質問の一部です。シリーズの各質問には、指定された目標を達成する可能性のある独自のソリューションが含まれています。一部の質問セットには複数の正しい解決策がある場合がありますが、他の質問セットには正しい解決策がない場合があります。
このセクションの質問に回答した後は、その質問に戻ることはできません。その結果、これらの質問はレビュー画面に表示されません。
モバイルアプリケーションからメッセージを受信したときにキューデータを処理するAzureサービスアプリケーションを開発しています。メッセージがサービスに一貫して送信されない場合があります。
次の要件があります。
-キューのサイズは80ギガバイト(GB)を超えてはなりません。
-メッセージの先入れ先出し(FIFO)順序を使用します。
-Azureのコストを最小限に抑えます。
メッセージングソリューションを実装する必要があります。
解決策:.Net APIを使用して、モバイルアプリケーションからAzureストレージキューにメッセージを追加します。 Azure Storage QueueイベントからトリガーされるAzure VMを作成します。
ソリューションは目標を達成していますか?
A. はい
B. いいえ
Answer: B
Explanation:
Explanation
Don't use a VM, instead create an Azure Function App that uses an Azure Service Bus Queue trigger.
Reference:
https://docs.microsoft.com/en-us/azure/azure-functions/functions-create-storage-queue-triggered-function

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