FINRA SIE Q&A - in .pdf

  • SIE pdf
  • Exam Code: SIE
  • Exam Name: Securities Industry Essentials Exam (SIE)
  • PDF Version: V19.35
  • Q & A: 365 Questions and Answers
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NEW QUESTION: 1
When in the Task Pane, Add Chart Items Tab and selecting to work on entities; which is not available from the shortcut menu ?
A. Currently on Chart
B. Search
C. Recently Used
D. Least Popular
Answer: D

NEW QUESTION: 2
An IS auditor is assigned to review the development of a specific application. Which of the following would be the MOST significant step following the feasibility study?
A. Assist users in the design of proper acceptance-testing procedures.
B. Attend project progress meetings to monitor timely implementation of the application.
C. Review functional design to determine that appropriate controls are planned.
D. Follow up with project sponsor for project's budgets and actual costs.
Answer: C

NEW QUESTION: 3
Ann is the data owner of financial records for a company. She has requested that she have the ability to assign read and write privileges to her folders. The network administrator is tasked with setting up the initial access control system and handing Ann's administrative capabilities. Which of the following systems should be deployed?
A. Role-based
B. Mandatory
C. Rule-based
D. Discretionary
Answer: D
Explanation:
In a Discretionary Access Control (DAC) model, network users have some fl exibility regarding how information is accessed. This model allows users to share information dynamically with other users.
Discretionary access control (DAC) allows access to be granted or restricted by an object's owner based on user identity and on the discretion of the object owner.
In this question, Ann has requested that she have the ability to assign read and write privileges to her folders. Read and write access to Ann's files will be granted by Ann at her discretion. Therefore, this is an example of Discretionary Access Control.

NEW QUESTION: 4
A common measure to assist in the evaluation of body fat distribution is
A. WHR.
B. Height/weight charts.
C. Total body weight.
D. Total body water.
Answer: A

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